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foi5171-response.pdf

The Financial Conduct Authority (FCA) responded to a Freedom of Information request regarding the number of investigations into financial services firms and individuals since 2012. The FCA provided a breakdown of the numbers by year, firm, and individual:

Year: 2012-2017
Firm: 49, 33, 46, 35, 61, 59 (Grand Total: 283)
Individual: 84, 52, 59, 62, 152, 67 (Grand Total: 476)

The grand total for both firm and individual investigations is 759.

Published: 2017-08-04 · Source: FCA

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